Chen Yuan
袁晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Yuan (袁晨), a licensed former licensee with CE reference BHE051. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
RO | Type 1 — Dealing in securities | 2024-05-14 | 2024-06-30 |
| KKR Capital Markets Asia II Limited |
RO | Type 4 — Advising on securities | 2024-05-14 | 2024-06-30 |
| KKR Capital Markets Asia Limited | RO | Type 1 — Dealing in securities | 2022-05-13 | 2024-05-13 |
| KKR Capital Markets Asia Limited | RO | Type 4 — Advising on securities | 2022-05-13 | 2024-05-13 |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2022-03-16 | 2022-05-13 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2022-03-16 | 2022-05-13 |
| CBRE Capital Advisors Asia Pacific Limited 世邦魏理仕資本顧問亞太區有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-16 | 2021-11-19 |
| CBRE Capital Advisors Asia Pacific Limited 世邦魏理仕資本顧問亞太區有限公司 |
RO | Type 4 — Advising on securities | 2020-03-16 | 2021-11-19 |
| CBRE Capital Advisors Asia Pacific Limited 世邦魏理仕資本顧問亞太區有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-05 | 2020-03-16 |
| CBRE Capital Advisors Asia Pacific Limited 世邦魏理仕資本顧問亞太區有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-05 | 2020-03-16 |
| Hodes Weill Asia Limited | Rep | Type 1 — Dealing in securities | 2016-04-20 | 2019-06-30 |