Yang (SFC:BHH226) Xiao
肖阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BHH226) Xiao (肖阳), a licensed former licensee with CE reference BHH226. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIF Asset Management Limited 混沌天成國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-02 | 2021-03-24 |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-10-24 | 2018-10-22 |
| SPQ Asia Capital Limited | Rep | Type 9 — Asset management | 2016-11-03 | 2017-10-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-04-11 | 2016-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-04-11 | 2016-07-29 |