Steve Holdener

CE No. BHH536 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Holdener, a licensed Responsible Officer with CE reference BHH536. Currently licensed at 1 firm(s): Sona Asset Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Sona Asset Management (HK) Limited
RO Type 1 — Dealing in securities 2025-08-28 present
Sona Asset Management (HK) Limited
RO Type 4 — Advising on securities 2025-08-28 present
Sona Asset Management (HK) Limited
RO Type 9 — Asset management 2025-08-28 present
Sona Asset Management (HK) Limited
Rep Type 1 — Dealing in securities 2025-08-15 2025-08-28
Sona Asset Management (HK) Limited
Rep Type 4 — Advising on securities 2025-08-15 2025-08-28
Sona Asset Management (HK) Limited
Rep Type 9 — Asset management 2025-08-15 2025-08-28
Pittodrie Finance Limited Rep Type 1 — Dealing in securities 2019-07-17 2022-06-30
Pittodrie Finance Limited RO Type 9 — Asset management 2016-06-23 2022-06-30

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