Linzhi Cai
蔡霖智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linzhi Cai (蔡霖智), a licensed Responsible Officer with CE reference BHH998. Currently licensed at 2 firm(s): Central Wealth Asset Management Limited, Central Wealth Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-27 | present |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-16 | present |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-29 | present |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 — Advising on securities | 2019-07-29 | present |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-11-18 | 2023-04-04 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-11-18 | 2023-04-04 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-20 | 2021-07-16 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-27 | 2019-11-18 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-06-27 | 2019-11-18 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-19 | 2019-07-29 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-19 | 2019-07-29 |