Masanori Takaya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masanori Takaya ( ), a licensed former licensee with CE reference BHK208. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-03 | 2020-08-04 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-03 | 2020-08-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-03-08 | 2018-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-05-05 | 2016-05-13 |