Yuan (SFC:BHK442) Xu
徐媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BHK442) Xu (徐媛), a licensed former licensee with CE reference BHK442. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-08 | 2025-07-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-25 | 2021-06-25 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-25 | 2021-06-25 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2016-05-03 | 2018-03-02 |