Gordon Chun Ming Lam
林俊明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gordon Chun Ming Lam (林俊明), a licensed Responsible Officer with CE reference BHK877. Currently licensed at 1 firm(s): Beagle Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-15 | present |
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-15 | present |
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-30 | 2022-09-15 |
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-30 | 2022-09-15 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-11 | 2021-07-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 — Asset management | 2019-01-11 | 2021-07-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-17 | 2019-01-11 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-08-14 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2018-08-14 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-06 | 2017-08-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-06 | 2017-08-31 |