Ruogu Guo
郭若谷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruogu Guo (郭若谷), a licensed former licensee with CE reference BHL025. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-29 | 2026-04-20 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-29 | 2026-04-20 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-13 | 2024-01-29 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-13 | 2024-01-29 |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-12-18 | 2023-08-31 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-27 | 2023-08-31 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-29 | 2019-11-27 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2019-05-31 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-13 | 2019-05-31 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-13 | 2019-05-31 |