Moqing Kang
康墨卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moqing Kang (康墨卿), a licensed Responsible Officer with CE reference BHL801. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-30 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-10-30 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-06 | 2023-10-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-06 | 2023-10-30 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-09-06 | 2023-10-30 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-09 | 2023-07-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-23 | 2021-06-09 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-11 | 2023-07-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 4 — Advising on securities | 2017-10-11 | 2023-07-31 |