Yiwu Chen
陳逸吾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwu Chen (陳逸吾), a licensed Representative with CE reference BHL998. Currently licensed at 1 firm(s): China Orient International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-07 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-07 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-04-05 | 2017-07-09 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-16 | 2017-07-09 |