Shu Gong
龔舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Gong (龔舒), a licensed Representative with CE reference BHN018. Currently licensed at 2 firm(s): CMB International Futures Limited, CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-03-19 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-19 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-19 | present |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-08 | 2023-04-21 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-08 | 2023-04-21 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-08 | 2023-04-21 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-08 | 2022-06-22 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-08 | 2022-06-22 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-02 | 2022-06-22 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-08 | 2022-06-22 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-08 | 2022-06-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-23 | 2016-08-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-23 | 2016-08-13 |