Wen (SFC:BHR562) Gao
高文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:BHR562) Gao (高文), a licensed former licensee with CE reference BHR562. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-10-02 | 2025-09-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-07 | 2024-09-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-03 | 2024-09-30 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2018-07-27 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-29 | 2018-07-27 |