Chung Man Joseph Yam
任仲文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Man Joseph Yam (任仲文), a licensed Representative with CE reference BHR865. Currently licensed at 1 firm(s): Far East Horizon International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-27 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-21 | 2025-07-02 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-20 | 2025-05-21 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-20 | 2025-07-02 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-19 | 2019-09-11 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-19 | 2019-09-11 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-27 | 2017-10-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-27 | 2017-10-24 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-27 | 2017-10-24 |