Wai Yau Tang
鄧維祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yau Tang (鄧維祐), a licensed Responsible Officer with CE reference BHS911. Currently licensed at 1 firm(s): Alliance Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Asset Management Limited 同人資産管理有限公司 |
RO | Type 9 — Asset management | 2024-04-08 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2024-05-07 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-08 | 2024-05-07 |