Si (SFC:BHT155) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si (SFC:BHT155) Chen ( ), a licensed former licensee with CE reference BHT155. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-09 | 2026-02-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-02-09 | 2026-02-15 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-05 | 2017-12-29 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-05 | 2017-12-29 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-07-05 | 2017-12-29 |