Lei Gao

高磊
CE No. BHU201 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Gao (高磊), a licensed Responsible Officer with CE reference BHU201. Currently licensed at 1 firm(s): China Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
RO Type 1 — Dealing in securities 2024-12-19 present
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
RO Type 4 — Advising on securities 2024-12-19 present
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
RO Type 9 — Asset management 2024-12-19 present
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 9 — Asset management 2018-12-18 2024-12-19
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 1 — Dealing in securities 2016-07-11 2024-12-19
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 4 — Advising on securities 2016-07-11 2024-12-19

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