Sha (SFC:BHU607) Tao
陶沙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha (SFC:BHU607) Tao (陶沙), a licensed former licensee with CE reference BHU607. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-24 | 2017-05-05 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-10-24 | 2017-05-05 |