Shaoping Guo
郭少平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoping Guo (郭少平), a licensed Responsible Officer with CE reference BHU931. Currently licensed at 1 firm(s): Changjiang Securities Brokerage (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-06-21 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-06-21 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-03-07 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-08 | present |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-03-07 | 2024-04-15 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-25 | 2021-11-08 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-24 | 2021-09-10 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-24 | 2021-09-10 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-12 | 2019-09-24 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-12 | 2019-09-24 |