Xiaoming Li
李小明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoming Li (李小明), a licensed former licensee with CE reference BHV183. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 4 — Advising on securities | 2023-06-13 | 2023-10-18 |
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 4 — Advising on securities | 2023-05-29 | 2023-06-13 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-18 | 2023-03-31 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-16 | 2018-11-30 |