Yiu Ting Lai
黎耀庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Ting Lai (黎耀庭), a licensed Representative with CE reference BHW792. Currently licensed at 2 firm(s): Shacom Futures Limited, Shacom Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-09-18 | present |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-17 | present |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-17 | present |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-29 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-12 | 2018-12-04 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-12 | 2018-12-04 |