Sean Tana Srisamang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Tana Srisamang ( ), a licensed former licensee with CE reference BHX149. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-06-23 | 2023-03-13 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-13 | 2021-06-23 |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-13 | 2023-03-13 |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 4 — Advising on securities | 2020-05-13 | 2023-03-13 |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 9 — Asset management | 2020-05-13 | 2023-03-13 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-24 | 2020-05-13 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-08-27 | 2020-02-12 |
| Equities First Holdings Hong Kong Limited | RO | Type 1 — Dealing in securities | 2017-06-02 | 2019-08-27 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-08-05 | 2017-06-02 |