Hoi To Shum
沈海濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi To Shum (沈海濤), a licensed former licensee with CE reference BHY269. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-25 | 2023-09-28 |
| Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-07-25 | 2023-09-28 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-22 | 2021-05-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-23 | 2019-06-28 |