Qiwen Sun
孫奇聞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiwen Sun (孫奇聞), a licensed Responsible Officer with CE reference BHZ320. Currently licensed at 2 firm(s): Zhong Yang Securities Limited, Zhong Yang Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-01 | present |
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-01 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 4 — Advising on securities | 2021-03-17 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-03-17 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 9 — Asset management | 2021-03-17 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | 2021-03-17 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-07 | 2021-03-17 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
Rep | Type 9 — Asset management | 2018-08-07 | 2021-03-17 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-16 | 2021-12-01 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-27 | 2021-12-01 |