Bradley James Fraser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bradley James Fraser, a licensed Responsible Officer with CE reference BHZ827. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 2 — Dealing in futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-27 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-11 | 2018-02-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-06 | 2017-10-11 |