Kai Yun Siu
蕭嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yun Siu (蕭嘉茵), a licensed former licensee with CE reference BIB329. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Tusk Partners Limited |
RO | Type 1 — Dealing in securities | 2023-10-05 | 2026-02-05 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2022-03-18 | 2023-08-25 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-11 | 2021-06-01 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-24 | 2021-06-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-30 | 2020-10-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2017-03-24 |