Bei (SFC:BIC122) Li
李北
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bei (SFC:BIC122) Li (李北), a licensed Responsible Officer with CE reference BIC122. Currently licensed at 1 firm(s): Tianlong Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-22 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 4 — Advising on securities | 2023-11-17 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 9 — Asset management | 2023-11-17 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-20 | 2023-11-17 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 9 — Asset management | 2022-07-20 | 2023-11-17 |