Pooja Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pooja Gupta ( ), a licensed former licensee with CE reference BIC159. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-17 | 2022-10-14 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-04-16 | 2022-10-14 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-31 | 2018-06-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-31 | 2018-06-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-31 | 2018-06-06 |