Man Chi Alphorsa Liu

廖敏姿
CE No. BIC302 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Chi Alphorsa Liu (廖敏姿), a licensed Representative with CE reference BIC302. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 1 — Dealing in securities 2023-06-13 present
UOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2023-06-13 present
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 4 — Advising on securities 2023-06-13 present
Shacom Futures Limited
上商期貨有限公司
Rep Type 2 — Dealing in futures contracts 2020-08-19 2023-05-03
Shacom Futures Limited
上商期貨有限公司
Rep Type 5 — Advising on futures contracts 2020-08-19 2023-05-03
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 — Dealing in futures contracts 2017-09-21 2019-12-11
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2016-09-01 2019-12-11

Related