Kit Tin Lau

劉潔鈿
CE No. BIC606 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Tin Lau (劉潔鈿), a licensed Responsible Officer with CE reference BIC606. Currently licensed at 1 firm(s): Delftware Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Delftware Capital Management (HK) Limited
德衛奧資產管理(香港)有限公司
RO Type 1 — Dealing in securities 2025-11-17 present
Delftware Capital Management (HK) Limited
德衛奧資產管理(香港)有限公司
RO Type 4 — Advising on securities 2023-10-26 present
Delftware Capital Management (HK) Limited
德衛奧資產管理(香港)有限公司
RO Type 9 — Asset management 2023-10-26 present
Leeds Securities Investment Limited
競富證券金融有限公司
RO Type 1 — Dealing in securities 2022-11-16 2023-02-07
Leeds Fund International Limited
競富基金國際有限公司
RO Type 4 — Advising on securities 2022-11-16 2023-02-07
Leeds Fund International Limited
競富基金國際有限公司
RO Type 9 — Asset management 2022-11-16 2023-02-07
Leeds Fund International Limited
競富基金國際有限公司
Rep Type 9 — Asset management 2022-10-05 2022-11-16
Guardians Asset Management Limited
嘉泰盛資產管理有限公司
RO Type 9 — Asset management 2022-06-17 2022-07-05
Guardians Asset Management Limited
嘉泰盛資產管理有限公司
Rep Type 9 — Asset management 2022-05-23 2022-06-17
Plutus Securities Limited
貝德斯證券有限公司
Rep Type 1 — Dealing in securities 2020-06-12 2022-03-04
Plutus Asset Management Limited
貝德斯資產管理有限公司
Rep Type 4 — Advising on securities 2020-06-12 2022-03-04
Plutus Asset Management Limited
貝德斯資產管理有限公司
Rep Type 9 — Asset management 2020-06-12 2022-03-04
Bluemount Securities Limited
藍山證券有限公司
Rep Type 1 — Dealing in securities 2018-04-13 2020-04-29
Bluemount Securities Limited
藍山證券有限公司
Rep Type 4 — Advising on securities 2018-04-13 2020-04-29
Bluemount Asset Management Limited
藍山資產管理有限公司
Rep Type 9 — Asset management 2018-04-13 2020-04-29

Related