Li (SFC:BID420) Gao
高麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BID420) Gao (高麗), a licensed former licensee with CE reference BID420. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-07 | 2017-04-03 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-07 | 2017-04-03 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 9 — Asset management | 2016-09-07 | 2017-04-03 |