Richard Ka Ming Yue
余嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Ka Ming Yue (余嘉明), a licensed former licensee with CE reference BIE101. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2022-10-14 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-01 | 2022-10-14 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-24 | 2021-01-29 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-09-13 | 2019-11-11 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2016-09-13 | 2019-11-11 |