Suen Son Poon
潘宣辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suen Son Poon (潘宣辰), a licensed former licensee with CE reference BIF154. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-19 | 2024-12-20 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 9 — Asset management | 2023-01-19 | 2024-12-20 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-03 | 2023-01-19 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-03 | 2023-01-19 |
| YRD Asset Management Limited | RO | Type 1 — Dealing in securities | 2022-04-08 | 2022-05-25 |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2022-04-08 | 2022-05-25 |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2022-04-08 | 2022-05-25 |