Chiu-Chin Chen
陳秋琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu-Chin Chen (陳秋琴), a licensed former licensee with CE reference BIG430. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2023-02-28 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-13 | 2023-02-28 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-13 | 2023-02-28 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-22 | 2018-12-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-22 | 2018-12-21 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-09-22 | 2018-12-21 |