Tak Fat Cham
湛德發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Fat Cham (湛德發), a licensed Responsible Officer with CE reference BIH508. Currently licensed at 1 firm(s): Two Cities Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-05 | present |
| Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-05 | present |
| Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-19 | 2023-05-05 |
| Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-19 | 2023-05-05 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-08 | 2023-01-19 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-08 | 2023-01-19 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-08 | 2023-01-19 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-11-08 | 2023-01-19 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-26 | 2022-10-19 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-01-26 | 2022-10-19 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 — Asset management | 2022-01-26 | 2022-10-19 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-28 | 2022-01-26 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-28 | 2022-01-26 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 — Asset management | 2021-12-28 | 2022-01-26 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-07 | 2021-11-18 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-17 | 2021-11-18 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-17 | 2021-11-18 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-29 | 2021-08-06 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2021-06-29 | 2021-08-06 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-21 | 2021-06-29 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-21 | 2021-06-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-01 | 2019-08-17 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-03 | 2019-08-17 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-04 | 2019-08-17 |