George Alexander Gladstone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Alexander Gladstone, a licensed Responsible Officer with CE reference BII177. Currently licensed at 1 firm(s): Ord Minnett Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
RO | Type 9 — Asset management | 2018-05-02 | present |
| Ord Minnett Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2017-12-22 | present |
| Ord Minnett Hong Kong Limited |
RO | Type 4 — Advising on securities | 2017-12-22 | present |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2016-10-05 | 2017-12-22 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2016-10-05 | 2017-12-22 |