Eric Charles Sprague Byrne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Charles Sprague Byrne ( ), a licensed former licensee with CE reference BII787. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-11-04 | 2024-11-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-11-04 | 2024-11-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-08-09 | 2024-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-08-09 | 2024-08-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-09-22 | 2023-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-09-22 | 2023-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-01-29 | 2020-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-01-29 | 2020-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-03-04 | 2019-03-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-03-04 | 2019-03-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-10-25 | 2018-11-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-10-25 | 2018-11-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-10-13 | 2016-10-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-10-13 | 2016-10-20 |