Ah Lok Wong
黃阿樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ah Lok Wong (黃阿樂), a licensed Responsible Officer with CE reference BIJ387. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2019-09-09 | present |
| Natixis Asia Limited | RO | Type 2 — Dealing in futures contracts | 2019-09-09 | present |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2019-09-09 | present |
| Natixis Asia Limited | RO | Type 5 — Advising on futures contracts | 2019-09-09 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2016-10-25 | 2019-09-09 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-10-25 | 2019-09-09 |