Hon Yuen Lau
劉瀚元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Yuen Lau (劉瀚元), a licensed Representative with CE reference BIL708. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-03 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-03 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-03 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-03 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-09 | 2020-02-28 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-10-09 | 2020-02-28 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-09 | 2020-02-28 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-10-09 | 2020-02-28 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-19 | 2020-02-28 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | 2019-07-19 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-18 | 2019-07-19 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2018-10-30 |