Lin (SFC:BIM406) Wang
王琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:BIM406) Wang (王琳), a licensed former licensee with CE reference BIM406. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-25 | 2023-05-16 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 9 — Asset management | 2021-10-25 | 2023-05-16 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-16 | 2021-10-25 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-07 | 2021-10-25 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-27 | 2018-11-07 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-27 | 2018-11-07 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-27 | 2018-11-07 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-01 | 2017-03-31 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | 2017-03-31 |