Suet Kau Jojo Lee

李雪皎
CE No. BIQ720 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Kau Jojo Lee (李雪皎), a licensed Responsible Officer with CE reference BIQ720. Currently licensed at 1 firm(s): Apollo Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Apollo Capital Management Limited
皓衹資本管理有限公司
RO Type 1 — Dealing in securities 2021-09-23 present
Apollo Capital Management Limited
皓衹資本管理有限公司
RO Type 4 — Advising on securities 2021-09-23 present
Apollo Capital Management Limited
皓衹資本管理有限公司
RO Type 9 — Asset management 2021-09-23 present
Apollo Capital Management Limited
皓衹資本管理有限公司
Rep Type 4 — Advising on securities 2021-08-10 2021-09-23
Apollo Capital Management Limited
皓衹資本管理有限公司
Rep Type 9 — Asset management 2021-08-10 2021-09-23
Apollo Capital Management Limited
皓衹資本管理有限公司
RO Type 4 — Advising on securities 2019-10-08 2021-04-01
Apollo Capital Management Limited
皓衹資本管理有限公司
RO Type 9 — Asset management 2019-10-08 2021-04-01
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 1 — Dealing in securities 2016-11-30 2018-03-31
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 4 — Advising on securities 2016-11-30 2018-03-31
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 9 — Asset management 2016-11-30 2018-03-31

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