Lok Man Yu
余樂文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Yu (余樂文), a licensed Responsible Officer with CE reference BIT260. Currently licensed at 1 firm(s): DAFEI DIGITAL ASSET MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DAFEI DIGITAL ASSET MANAGEMENT LIMITED 香港大飛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-23 | present |
| DAFEI DIGITAL ASSET MANAGEMENT LIMITED 香港大飛資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-23 | present |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-07-11 | 2023-12-02 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-11 | 2023-12-02 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-30 | 2022-07-11 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-30 | 2022-07-11 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2021-05-31 | 2022-06-24 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2021-05-31 | 2022-06-24 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-12 | 2022-06-24 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-12 | 2021-05-31 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-03-12 | 2021-05-31 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-14 | 2021-02-26 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-10 | 2021-02-26 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-13 | 2021-02-26 |