Eric Joon Ho Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Joon Ho Lee ( ), a licensed former licensee with CE reference BIV170. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2019-04-01 | 2025-07-24 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2016-12-23 | 2025-07-24 |