Yishi Lu
魯軼仕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yishi Lu (魯軼仕), a licensed Representative with CE reference BIW366. Currently licensed at 1 firm(s): CMBC International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-09 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-03-09 | present |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-07 | 2026-02-12 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-05 | 2026-02-12 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2019-11-22 |