Alain Henri Martin Barthel

CE No. BIW648 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Henri Martin Barthel (), a licensed former licensee with CE reference BIW648. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2017-01-11 2017-01-14
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2017-01-11 2017-01-14

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