Alain Henri Martin Barthel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Henri Martin Barthel ( ), a licensed former licensee with CE reference BIW648. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-01-11 | 2017-01-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-11 | 2017-01-14 |