Eric Yeung Shek
石陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Yeung Shek (石陽), a licensed Responsible Officer with CE reference BIY663. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-07 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-07 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-12 | 2022-10-07 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-12 | 2022-10-07 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2017-06-12 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-20 | 2017-06-12 |