Siu Hong Mok
莫少航
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Mok (莫少航), a licensed Responsible Officer with CE reference BIY801. Currently licensed at 1 firm(s): Surge Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-17 | present |
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-17 | present |
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 9 — Asset management | 2026-03-17 | present |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-27 | 2026-01-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-22 | 2026-01-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-19 | 2019-08-27 |