Ka Lun Yuen
袁嘉麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Yuen (袁嘉麟), a licensed Responsible Officer with CE reference BIY807. Currently licensed at 1 firm(s): FDB Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-30 | present |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-30 | present |
| FDB Asset Management Limited 灃展資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-13 | 2024-04-30 |
| FDB Asset Management Limited 灃展資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-13 | 2024-04-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2021-09-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-19 | 2021-09-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2021-07-19 | 2021-09-29 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-29 | 2020-08-21 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-12 | 2020-08-21 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-12 | 2020-08-21 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-12 | 2020-08-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-01 | 2018-06-01 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-01 | 2018-06-01 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-01 | 2018-06-01 |