Liyi Shen
沈力一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyi Shen (沈力一), a licensed Representative with CE reference BIZ353. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-02 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-02 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2024-10-02 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-25 | 2018-05-31 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-25 | 2018-05-31 |