Ishan Sethi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ishan Sethi ( ), a licensed former licensee with CE reference BIZ380. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2024-01-03 | 2025-09-10 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 9 — Asset management | 2024-01-03 | 2025-09-10 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-01 | 2024-01-03 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-02-01 | 2024-01-03 |