Kim Kwan Sze
施劍君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Kwan Sze (施劍君), a licensed former licensee with CE reference BIZ382. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-23 | 2021-09-30 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-23 | 2021-09-30 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-23 | 2021-09-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-19 | 2020-02-26 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-19 | 2020-02-26 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-19 | 2020-02-26 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2017-09-11 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-01 | 2017-09-11 |